This site is published for residents of the United States only. Representatives may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed until appropriate registration is obtained or exemption from registration is determined. Not all of services referenced on this site are available in every state and through every advisor listed. For additional information, please contact Jeffrey Merwin at 949-455-0300
Investment advisory services are offered by Financial Management Network, Inc.(“FMN”) and securities offered through FMN Capital Corporation, (“FMNCC”), member FINRA & SIPC. Securities are not FDIC-Insured, are not bank-guaranteed, may loose value. FMN and FMNCC may only transact business in those states and international jurisdictions where we are registered/filed notice or otherwise excluded or exempted from registration requirements. The purpose of this web site is for information distribution on products and services. Information herein is taken from sources deemed reliable and neither FMN nor FMNCC are responsible for any errors that might occur.
Asset Allocation does not guarantee a profit or protect against a loss in a declining market. It is a method used to help manage investment risk.
Diversification does not guarantee a profit or protect against a loss in a declining market. It is a method used to help manage investment risk.
Neither Asset Allocation nor Diversification guarantee a profit or protect against a loss in a declining market. They are methods used to help manage investment risk.
FMN/FMN Capital Corp. does not offer legal or tax advice. Please consult the appropriate professional regarding your individual circumstance
Alternative investments, including hedge funds, commodities, and managed futures involve a high degree of risk, often engage in leveraging and other speculative investments practices that may increase risk of investment loss, can be highly illiquid, are not required to provide periodic pricing or valuation information to investors, may involve complex tax structures and delays in distributing important tax information, are subject to the same regulatory requirements as mutual funds, often charge higher fees which may offset any trading profits, and in many cases the underlying investments are not transparent and are known only to the investment manager.
Rebalancing can entail transaction costs and tax consequences that should be considered when determining a rebalancing strategy.
Links to third-party web sites are provided as a convenience. FMN does not endorse nor support the content of third-party sites. By clicking on a third-party link, you will leave this website where privacy and security policies may differ from those practiced by FMN.
NOTICE OF IDENTITY VERIFICATION
To help the government fight the funding of terrorism and money-laundering activities, and to verify your identity, federal law requires that FMN Capital Corporation (FMN) and/or National Financial Services LLC (NFS) obtain your name, date of birth, address, and a government-issued identification number before opening your account. In certain circumstances, FMN and/or NFS may obtain and verify this information with respect to any persons(s) authorized to effect transactions in an account. For certain entities, such as trusts, estates, corporations, partnerships, or other organizations, identifying documentation is also required. Your account may be restricted and/or closed if FMN and/or NFS cannot verify this information. FMN and/or NFS will not be responsible from any failure to provide this information, or from any restriction placed upon, or closing of, your account.
The securities held in your account with FMN Capital Corporation by its clearing firm National Financial Services, LLC (NFS), are protected in accordance with the Securities Investor Protection Corporation (SIPC) for up to $500,000 (including up to $100,000 for uninvested cash). Our clearing firm, NFS, also has arranged for additional coverage above these limits. Neither coverage protects against a decline in the value of your securities, nor does either coverage extend to certain securities that are considered ineligible for coverage. For more details on SIPC, or to request a SIPC brochure, visit www.sipc.org or call 1-202-371-8300.