Trade Routing Reports

PREVIOUS YEARS

SEC Rule 606 Disclosure

Securities and Exchange Commission (SEC) Rule 606 requires broker dealers that route client orders in certain equity securities to make available to the public quarterly reports that represent a general overview of their routing practices. Upon written request, FMN Capital Corporation, will provide the market center location to which your specific equity order was routed for execution, and/or a copy of the website information. The most recent quarterly reports are available at National Financial Services LLC Clearing & Custody’s Disclosure of Order Execution and Routing Practices: https://clearingcustody.fidelity.com/trade-execution-quality/sec-rule-606